Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00804 | 02/10/2023 | Claimant(s): Scott Reed Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Sanctuary Securities. Respondent Lawyers(s): Kathleen A. DeLaney Arbitrator(s): Barry Goldman, Robert L. Smith, David E. Bailey Hearing Site: Indianapolis, IN | ||
| 20-04089 | 09/15/2021 | Claimant(s): Michael Braun Claimant Lawyers(s): Michael Braun Respondent(s): Guggenheim Funds Distributors Respondent Lawyers(s): Christopher Antonow Arbitrator(s): Philip J. Glick, Gerald W. Hepp, David E. Bailey Hearing Site: Indianapolis, IN |  | Dismissed by Rule 12504(a)(6)(A) |
| 16-03516 | 10/12/2018 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David J. Sensenig Respondent(s): Terrence Puricelli Respondent Lawyers(s): Bryan P. Cavanaugh Arbitrator(s): Michael L. Lyons, Jonathan B. Gilbert, David E. Bailey Hearing Site: St. Louis, MO |