22-00938 | 12/23/2022 | Claimant(s): Steven Maurer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Nichols, Safina, Lerner & Co. Inc., Josephthal & Co.. Respondent Lawyers(s): CT Corporate Systemoration Service Company Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY
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22-00531 | 12/22/2022 | Claimant(s): Derrick Andrews Claimant Lawyers(s): Samantha Pastor Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle B. Mayfield Arbitrator(s): Helen Marinak Blohm Hearing Site: Reno, NV
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22-00723 | 12/22/2022 | Claimant(s): Julian Marturano Claimant Lawyers(s): Brian Luther Respondent(s): Equitable Advisors, Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox, Michael J. Biondi Arbitrator(s): Douglas M. Branson Hearing Site: Pittsburgh, PA
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22-00937 | 12/22/2022 | Claimant(s): Carlos Pou Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
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22-02260 | 12/22/2022 | Claimant(s): William Shreve Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Susan L. Walker Hearing Site: Omaha, NE
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22-00948 | 12/21/2022 | Claimant(s): Nick Alexander Claimant Lawyers(s): David Harrison Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA
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22-01010 | 12/21/2022 | Claimant(s): Harry Armon Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
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22-00407 | 12/20/2022 | Claimant(s): Shannon Larson Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Patricia Diane Muse, Virginia H. Wertz, Michael Kelley Hearing Site: Phoenix, AZ
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22-01073 | 12/20/2022 | Claimant(s): Kunal Arora Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Eva H. Posman, Herbert N. Fishman, Thomas M. Madden Hearing Site: New York, NY
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22-01249 | 12/20/2022 | Claimant(s): Stanley Cooper Claimant Lawyers(s): Denis Dice Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David G. Smitham Arbitrator(s): Jim Geiger, Alan J. Blocher, Thomas R Nathan Hearing Site: Philadelphia, PA
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