21-02474 | 12/29/2022 | Claimant(s): Zhe Feng Zhang Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Edward Jones Respondent Lawyers(s): Teresa J. Thong Arbitrator(s): Kirtley M. Thiesmeyer, Jonathan D Gereige, Steve S. Baghoomian Hearing Site: Los Angeles, CA
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22-01397 | 12/29/2022 | Claimant(s): Lawrence Natale Claimant Lawyers(s): Robert J. Moses Respondent(s): Purshe Kaplan Sterling Investments. Respondent Lawyers(s): David M. Purcell Arbitrator(s): Stuart M. Schwartz Hearing Site: Albany, NY
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20-00885 | 12/28/2022 | Claimant(s): Jason Goodhue Claimant Lawyers(s): Michael T. McCormack Respondent(s): Christopher Berris, Buell Securities Corp. Respondent Lawyers(s): Richard Slavin Arbitrator(s): John J. Mager, Benjamin H. Green, John Michael Bergin Hearing Site: Hartford, CT
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21-03043 | 12/28/2022 | Claimant(s): John Baldeck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA
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19-03035 | 12/27/2022 | Claimant(s): Ryan Lee Claimant Lawyers(s): Laurence Landsman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leni D. Battaglia Arbitrator(s): Howard W. Hirschhorn, Jay Alan Kranis, William Travis Hearing Site: New York, NY
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22-01286 | 12/27/2022 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
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19-02611 | 12/23/2022 | Claimant(s): Robert Dunn Claimant Lawyers(s): Mitchell G. Mandell Respondent(s): Eric Yamin Respondent Lawyers(s): David E. Robbins Arbitrator(s): Joan M. Traub, David Francis MacNair, Ronald Harris Kisner Hearing Site: New York, NY
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21-01228 | 12/23/2022 | Claimant(s): Steve Heng Claimant Lawyers(s): Melinda Jane Steuer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Timothy N. Will Arbitrator(s): Edward B. Lozowicki, Della Stein, Robert W Hillman Hearing Site: San Francisco, CA
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21-01981 | 12/23/2022 | Claimant(s): Robert Minikes Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Mizuho Securities USA LLC Respondent Lawyers(s): Edward M. Yennock Arbitrator(s): Dora M. Lassinger, Donald N. Cohen, Ernesto V. Luzzatto Hearing Site: New York, NY
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22-00266 | 12/23/2022 | Claimant(s): Tayvon Jackson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC
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