| 21-02474 | 12/29/2022 | Claimant(s): Zhe Feng Zhang
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Edward Jones
Respondent Lawyers(s): Teresa J. Thong
Arbitrator(s): Kirtley M. Thiesmeyer, Jonathan D Gereige, Steve S. Baghoomian
Hearing Site: Los Angeles, CA
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| 22-01397 | 12/29/2022 | Claimant(s): Lawrence Natale
Claimant Lawyers(s): Robert J. Moses
Respondent(s): Purshe Kaplan Sterling Investments.
Respondent Lawyers(s): David M. Purcell
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Albany, NY
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| 20-00885 | 12/28/2022 | Claimant(s): Jason Goodhue
Claimant Lawyers(s): Michael T. McCormack
Respondent(s): Christopher Berris, Buell Securities Corp.
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): John J. Mager, Benjamin H. Green, John Michael Bergin
Hearing Site: Hartford, CT
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| 21-03043 | 12/28/2022 | Claimant(s): John Baldeck
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
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| 19-03035 | 12/27/2022 | Claimant(s): Ryan Lee
Claimant Lawyers(s): Laurence Landsman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leni D. Battaglia
Arbitrator(s): Howard W. Hirschhorn, Jay Alan Kranis, William Travis
Hearing Site: New York, NY
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| 22-01286 | 12/27/2022 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
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| 19-02611 | 12/23/2022 | Claimant(s): Robert Dunn
Claimant Lawyers(s): Mitchell G. Mandell
Respondent(s): Eric Yamin
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Joan M. Traub, David Francis MacNair, Ronald Harris Kisner
Hearing Site: New York, NY
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| 21-01228 | 12/23/2022 | Claimant(s): Steve Heng
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Edward B. Lozowicki, Della Stein, Robert W Hillman
Hearing Site: San Francisco, CA
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| 21-01981 | 12/23/2022 | Claimant(s): Robert Minikes
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Mizuho Securities USA LLC
Respondent Lawyers(s): Edward M. Yennock
Arbitrator(s): Dora M. Lassinger, Donald N. Cohen, Ernesto V. Luzzatto
Hearing Site: New York, NY
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| 22-00266 | 12/23/2022 | Claimant(s): Tayvon Jackson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Kelli J. Jareaux
Hearing Site: Washington, DC
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