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FINRA Awards for Jed Kaplan

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0164802/28/2023Claimant(s): Jed Kaplan
Claimant Lawyers(s): Harris Freedman
Respondent(s): Shearson Financial Services
Respondent Lawyers(s): Jed Kaplan
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
05-0075703/19/2008Claimant(s): Jeffrey Kandel, The Billie Kandel Levine Trust #2
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Jed Kaplan, Kaplan & Co. Securities.
Respondent Lawyers(s): Stephen A. Mendelsohn
Arbitrator(s): Mark C. Perry, James D. McDonald, Burton Silverstein
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
07-0046209/25/2007Claimant(s): Jed Kaplan
Claimant Lawyers(s): Stephen A. Mendelsohn
Respondent(s): Helene Futterman, Barbara Feinberg IRA, Helene Futterman Roth IRA, Leonard Feinberg IRA, Leonard Feinberg Trust
Respondent Lawyers(s): Barbara Feinberg, Helene Futterman, Leonard Feinberg
Arbitrator(s): James J. Fishman, Robert E. Holley, Joan Ilivicky
Hearing Site: New York, NY
Expungement

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