Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00525 | 01/24/2023 | Claimant(s): John Zhang Claimant Lawyers(s): Zachary Morse Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 22-00686 | 01/24/2023 | Claimant(s): Gloria Barbier, Kevin Dooley Claimant Lawyers(s): Harris Freedman Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL | ||
| 22-01400 | 01/24/2023 | Claimant(s): Harold Madison Claimant Lawyers(s): James P. Galvin Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Michael Jeffrey Norton, Amani Amir Ali, Sophia C. Hassman Hearing Site: Denver, CO | ||
| 20-03539 | 01/23/2023 | Claimant(s): Alan Niemann Claimant Lawyers(s): William D. Kellen Respondent(s): Brian Heapps Respondent Lawyers(s): Spencer Smith Arbitrator(s): Dennis S. Boxeur, Mark C Watler, Diane Shafer Goldschmidt Hearing Site: Oklahoma City, OK | ||
| 22-00500 | 01/23/2023 | Claimant(s): Hai Xu Claimant Lawyers(s): Marc D Schifanelli Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Jeffrey Axelrad Hearing Site: Baltimore, MD | ||
| 22-00805 | 01/23/2023 | Claimant(s): Steven Rose Claimant Lawyers(s): Jeffrey Thomas Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Laurel Littman Gothelf, Bradley C. Mitchell, Clifford A. Threlkeld Hearing Site: Reno, NV | ||
| 22-00912 | 01/23/2023 | Claimant(s): John Hess Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Roger M. Deitz Hearing Site: New York, NY | ||
| 22-01072 | 01/20/2023 | Claimant(s): Jan Dyke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI | ||
| 22-01630 | 01/20/2023 | Claimant(s): Adam Epstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc., Sanford C. Bernstein & Co. Respondent Lawyers(s): Eric A. Bensky, Omar Perez Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 22-01681 | 01/19/2023 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Michael E. Rowe Respondent(s): Brian Wurdemann Respondent Lawyers(s): Brian M. Wurdemann Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY |