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FINRA Awards for Neil L. Henrichsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0317503/23/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): G. Thomas Fleming
Respondent(s): Robert Dressler, Yuen Lin Chan
Respondent Lawyers(s): G. Thomas Fleming, Neil L. Henrichsen
Arbitrator(s): Daniel M. Yamshon, Clifford A. Threlkeld, Elizabeth Dye Battaglia
Hearing Site: San Francisco, CA
19-0041511/18/2021Claimant(s): Craig Price
Claimant Lawyers(s): Neil L. Henrichsen
Respondent(s): Raymond Klahne, William Gilcher
Respondent Lawyers(s): Julie I. Taylor
Arbitrator(s): Warren D. Brown, Sidney J. Wartel, Marie Katz
Hearing Site: Boca Raton, FL

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