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FINRA Awards for Warren D. Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0041511/18/2021Claimant(s): Craig Price
Claimant Lawyers(s): Neil L. Henrichsen
Respondent(s): Raymond Klahne, William Gilcher
Respondent Lawyers(s): Julie I. Taylor
Arbitrator(s): Warren D. Brown, Sidney J. Wartel, Marie Katz
Hearing Site: Boca Raton, FL
12-0084408/05/2013Claimant(s): Ruvim London
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Seth L. Finkel, Warren D. Brown, Guillermo A. Gleizer
Hearing Site: Miami, FL
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