| 22-00980 | 06/05/2023 | Claimant(s): Jeffrey Gerson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Alexander Schwed
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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| 22-01754 | 06/05/2023 | Claimant(s): Kimberly Ripoll
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX
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| 22-01976 | 06/05/2023 | Claimant(s): Meris Collier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Seattle, WA
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| 22-02290 | 06/02/2023 | Claimant(s): Scott Fessler
Claimant Lawyers(s): Scott Darren Fessler
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Vicki Z. Holleman, Karen Isabel Bedrosian - Richardson, Miriam Goode
Hearing Site: New York, NY
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| 22-02027 | 06/02/2023 | Claimant(s): Richard Weaver
Claimant Lawyers(s): Eric Bensky
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sarah Zimmer
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
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| 22-01225 | 06/02/2023 | Claimant(s): Matthew King
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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| 21-03039 | 06/02/2023 | Claimant(s): Benjamin Zimbel
Claimant Lawyers(s): Alan D. Rose
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
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| 22-02477 | 06/02/2023 | Claimant(s): David Morgan
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Annamaria Boccia Smith, Maria Barry, John Lawniczak
Hearing Site: New York, NY
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| 23-00529 | 06/01/2023 | Claimant(s): Morgan Stanley, MSSB Financing LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Ronald Diaz
Respondent Lawyers(s): Ronald Diaz
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Phoenix, AZ
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| 22-02297 | 06/01/2023 | Claimant(s): Charles Failla
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates., R.D. White & Co..
Respondent Lawyers(s): Gianluca Morello, Louis Pagano
Arbitrator(s): Michael H DuBoff, Jay Alan Kranis, Joanne Basso Mack
Hearing Site: New York, NY
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