22-00980 | 06/05/2023 | Claimant(s): Jeffrey Gerson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Alexander Schwed Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
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22-01754 | 06/05/2023 | Claimant(s): Kimberly Ripoll Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX
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22-01976 | 06/05/2023 | Claimant(s): Meris Collier Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Daniel B. MacLeod Hearing Site: Seattle, WA
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22-02290 | 06/02/2023 | Claimant(s): Scott Fessler Claimant Lawyers(s): Scott Darren Fessler Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Vicki Z. Holleman, Karen Isabel Bedrosian - Richardson, Miriam Goode Hearing Site: New York, NY
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22-02027 | 06/02/2023 | Claimant(s): Richard Weaver Claimant Lawyers(s): Eric Bensky Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sarah Zimmer Arbitrator(s): Edmund Timothy Donovan Hearing Site: New York, NY
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22-01225 | 06/02/2023 | Claimant(s): Matthew King Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL
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21-03039 | 06/02/2023 | Claimant(s): Benjamin Zimbel Claimant Lawyers(s): Alan D. Rose Respondent(s): Hornor, Townsend & Kent. Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA
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22-02477 | 06/02/2023 | Claimant(s): David Morgan Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Annamaria Boccia Smith, Maria Barry, John Lawniczak Hearing Site: New York, NY
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23-00529 | 06/01/2023 | Claimant(s): Morgan Stanley, MSSB Financing LLC Claimant Lawyers(s): Timothy N. Will Respondent(s): Ronald Diaz Respondent Lawyers(s): Ronald Diaz Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Phoenix, AZ
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22-02297 | 06/01/2023 | Claimant(s): Charles Failla Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates., R.D. White & Co.. Respondent Lawyers(s): Gianluca Morello, Louis Pagano Arbitrator(s): Michael H DuBoff, Jay Alan Kranis, Joanne Basso Mack Hearing Site: New York, NY
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