23-02915 | 11/18/2024 | Claimant(s): Philip Maliniak, Xerxes Nabong Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Sagepoint Financial., United Planners' Financial Services Of A Respondent Lawyers(s): David B. Hauer, Jennifer R. Cox Arbitrator(s): Michael J. Ahlstrom, Gordon M. Wase, Everett Reveley Hearing Site: Norfolk, VA
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23-02806 | 09/11/2024 | Claimant(s): Steven Prestyly Claimant Lawyers(s): Daniel D'Costa Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Harvey R. Linder, Margaret Verdery Little, Dexter Thomas Laughlin Hearing Site: Norfolk, VA
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22-01965 | 05/09/2024 | Claimant(s): Christopher Heilman, Ronald Kiser Claimant Lawyers(s): Thomas J. Momjian Respondent(s): Truist Investment Services. Respondent Lawyers(s): Andrew J. Shapren Arbitrator(s): Marian Smith Glenn, Catherine Esther Bocskor, Douglas Ken Rudley Hearing Site: Norfolk, VA
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22-01659 | 01/11/2023 | Claimant(s): Margaret Wiley Claimant Lawyers(s): Bryan Ward Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Edward R. Hipp, Michael J. Ahlstrom, John D. Mattingly Hearing Site: Norfolk, VA
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21-01391 | 12/13/2022 | Claimant(s): Christine Bourdelais Claimant Lawyers(s): Christine Callie Bourdelais Respondent(s): NYLife Securities LLC, NY Life Insurance Company of Arizona, New York Life Insurance & Annuity Corp., New York Life Insurance Company Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Michael J. Ahlstrom, Lawrence M. Barnes, Catherine Esther Bocskor Hearing Site: Norfolk, VA
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21-02210 | 06/17/2022 | Claimant(s): Douglas Hillebrandt Claimant Lawyers(s): Christopher Warren Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Robert H. Putnam Hearing Site: Norfolk, VA
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20-03366 | 03/03/2022 | Claimant(s): Jayne Di Vincenzo Claimant Lawyers(s): Janet K. DeCosta Respondent(s): Devin Garofalo Respondent Lawyers(s): W.R. Baldwin Arbitrator(s): Janice L. Burnham, JoAnne Lewis Nolte, Michael Andrew Glasser Hearing Site: Norfolk, VA
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21-00082 | 12/16/2021 | Claimant(s): James Bales Claimant Lawyers(s): James Cosby Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael West Arbitrator(s): Edward R. Hipp, Lita S Menkin, Gordon M. Wase Hearing Site: Norfolk, VA
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20-02997 | 06/22/2021 | Claimant(s): Robert Bradshaw Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Jim Geiger Hearing Site: Norfolk, VA
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20-03558 | 06/10/2021 | Claimant(s): Lincoln Financial Securities Corporation Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Jason Fekete Respondent Lawyers(s): Jason M. Fekete Arbitrator(s): C Gregory Ellison, Gregory Hunter Mathews, Geoffrey A. Drucker Hearing Site: Norfolk, VA
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