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FINRA Awards for Wells Fargo Clearing Services

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Displaying 91-100 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0107111/08/2022Claimant(s): Frank Gavidia
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
21-0299611/04/2022Claimant(s): Sameh Elmazahy
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Bryan Lane Berson, Lorrie E Whitfield, Lynda Kommel-Browne
Hearing Site: New York, NY
22-0062710/06/2022Claimant(s): Angelo Kafkes
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Edward R. Niederriter, Stephen Kahane, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
22-0028910/04/2022Claimant(s): Juan Ley
Claimant Lawyers(s): Cory L. Braddock
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Louis M. Parker, Adam Dylan Wick, Carrie Lynette Thompson Jones
Hearing Site: Phoenix, AZ
21-0218709/21/2022Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Jeffery Bickel
Respondent Lawyers(s): William Carlisle
Arbitrator(s): Michael J. Ahlstrom, J.G. Long, Sylloris Lampkin
Hearing Site: Atlanta, GA
19-0193309/16/2022Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Robin Johnson
Respondent Lawyers(s): Robin K. Johnson
Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
21-0291308/22/2022Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R Bynum
Respondent(s): Paul Vizanko
Respondent Lawyers(s): Paul Warren Vizanko
Arbitrator(s): Tracy L. Allen
Hearing Site: Minneapolis, MN
21-0281308/15/2022Claimant(s): Shawn Longley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael F. Jordan
Hearing Site: Milwaukee, WI
21-0271607/20/2022Claimant(s): Keith Fontenot
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
18-0216007/19/2022Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert S. Whitman
Respondent(s): Carl Buhr
Respondent Lawyers(s): Edgar Rivera
Arbitrator(s): Evonne WJ Tolbert, Sandra J. Mullings, Martin L. Feinberg
Hearing Site: New York, NY

371 Results

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