| 17-00398 | 03/27/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Stephanie P. Berntsen
Respondent(s): Kevin Clouse, RBC Capital Markets LLC
Respondent Lawyers(s): James Sanders
Arbitrator(s): Clydia Jean Cuykendall, Jonathan Avram Kroman, Chris Robert Youtz
Hearing Site: Seattle, WA
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| 15-03463 | 06/05/2017 | Claimant(s): Paul Blum
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Robert J. Buchner, Donald Theodore Ryce, Justin M. Moore
Hearing Site: Boca Raton, FL
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| 16-03211 | 06/01/2017 | Claimant(s): Jeffrey Horn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Bryce Cullinane
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
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| 16-03042 | 03/27/2017 | Claimant(s): Eric Stubbs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities, RBC Capital Markets LLC
Respondent Lawyers(s): Eugene Small, Patrick Howley
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 15-02128 | 11/23/2016 | Claimant(s): Kristin Ng
Claimant Lawyers(s): Brittany Weiner
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
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| 11-01338 | 10/15/2015 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joel E. Davidson
Respondent(s): Daniel Bushey
Respondent Lawyers(s): Robert E. Manchester
Arbitrator(s): Cindy L. Anderson, Anne H. Orr, George Davenport
Hearing Site: Jacksonville, FL
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| 13-02311 | 12/16/2014 | Claimant(s): Mel Schonhorst
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Jonathan J. Hegre
Arbitrator(s): Louis J. Weber
Hearing Site: Dallas, TX
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| 10-05445 | 08/21/2014 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Gregory Dotter
Respondent Lawyers(s): Gregory Dotter
Arbitrator(s): Edward T. Borer, Jim Geiger, Bernard Herman, Glenn J. Hansen, Roger Frazier Cox, Mark H. Stein
Hearing Site: Philadelphia, PA
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| 13-00714 | 05/23/2014 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Nancy Hendrickson
Respondent(s): Daniel Micha
Respondent Lawyers(s): David J. Hase
Arbitrator(s): Mark L Miller, Donald V. Anderson, Richard H. Porter
Hearing Site: Milwaukee, WI
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| 13-00369 | 02/28/2014 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Tobias E. Schlueter
Respondent(s): Joyce Guccione
Respondent Lawyers(s): Randall B. Gold
Arbitrator(s): Lee H. Goodman, Daniel Baruch Lidawer, Gerald F DeNotto
Hearing Site: Chicago, IL
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