Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02337 | 02/18/2020 | Claimant(s): Joy Hurst Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 19-02064 | 02/10/2020 | Claimant(s): Paul Baily Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Richard S. Zaifert Hearing Site: Columbia, SC | ||
| 19-01228 | 11/04/2019 | Claimant(s): Peter Tedstrom Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO | ||
| 19-01115 | 10/22/2019 | Claimant(s): Jennifer Turner Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 19-00835 | 09/13/2019 | Claimant(s): Austin Frye Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplan Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 19-00605 | 09/11/2019 | Claimant(s): Nicholas Sergio Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 18-03991 | 07/30/2019 | Claimant(s): Michael Abramo Claimant Lawyers(s): N. Nancy Ghabai, Esq. Respondent(s): LPL Financial LLC, UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Anthony J. Borrelli, David I. Hantman, Esq., Jon D. Kaplon Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 18-01546 | 11/13/2018 | Claimant(s): Jim Casey Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 18-01026 | 11/12/2018 | Claimant(s): Thomas Love Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | ||
| 18-01751 | 11/01/2018 | Claimant(s): David Rath Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA |