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FINRA Awards for Nicholas Sergio

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0060509/11/2019Claimant(s): Nicholas Sergio
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ

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