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FINRA Awards for Jim Casey

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0154611/13/2018Claimant(s): Jim Casey
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL

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