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FINRA Awards for Tosh D Grebenik

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Displaying 31-40 out of 46 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0342306/07/2019Claimant(s): Kenneth Nelson
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Richard James Igou
Hearing Site: Raleigh, NC
18-0238304/10/2019Claimant(s): Lauren Gidley
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Gerald W. Hepp
Hearing Site: Buffalo, NY
18-0242303/28/2019Claimant(s): Albert Aizin
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Katherine P. Lee
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0290402/21/2019Claimant(s): Jay Shah
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Avalon Partners.
Respondent Lawyers(s): Concetto Kevin Barone
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
18-0236402/01/2019Claimant(s): Mark Callahan
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): David A. Schuler
Hearing Site: New Orleans, LA
18-0261401/30/2019Claimant(s): Lewis Baker
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): United Planners' Financial Services Of A
Respondent Lawyers(s): Dave Hauer
Arbitrator(s): Barbara Davis Solomon
Hearing Site: Washington, DC
18-0048012/03/2018Claimant(s): Charles Duncan
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
18-0088811/13/2018Claimant(s): Alexander Sugar
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Stanley, J.P. Morgan Securities
Respondent Lawyers(s): Joseph A. Sack, Thomas J. Cahill
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA
18-0122811/02/2018Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Chase Investment Services Corp., Cetera Advisors LLC
Respondent Lawyers(s): Christina Vourakis, Thomas J. Cahill
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
18-0121710/26/2018Claimant(s): Vasilios Takos
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily Hayes, Michael Clements
Arbitrator(s): Harrison Johnson
Hearing Site: New York, NY

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