Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00112 | 03/04/2019 | Claimant(s): David Greene Claimant Lawyers(s): Ross B. Intelisano Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): David S. Poppick Arbitrator(s): Clare R. Goldfarb, Peggy Lewis Kennedy, James David Askren Hearing Site: Atlanta, GA | ||
| 18-02627 | 02/22/2019 | Claimant(s): Thomas Kudarauskas Claimant Lawyers(s): Benjamin Biard Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-02241 | 02/19/2019 | Claimant(s): Ali Mahbod Claimant Lawyers(s): Ali Mahbod Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Latoya C. Asia Arbitrator(s): Brock B. Gordon Hearing Site: Atlanta, GA | ||
| 18-00713 | 02/14/2019 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, CIBC World Markets Corp. Respondent Lawyers(s): Alan S. Brodherson, Elizabeth Rose Aylett Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-02111 | 01/25/2019 | Claimant(s): John Redfearn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): QA3 Financial Corp. Respondent Lawyers(s): Coporate Officer Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-03399 | 01/22/2019 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Renata L. Sobral Respondent(s): Timothy Johnson Respondent Lawyers(s): Timothy Edward Johnson Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | ||
| 18-00765 | 01/04/2019 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 18-01024 | 12/11/2018 | Claimant(s): T Thompson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 18-01751 | 11/01/2018 | Claimant(s): David Rath Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA | ||
| 18-00741 | 10/18/2018 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Nikolas S. Komyati Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA |