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FINRA Awards for Coporate Officer

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0211101/25/2019Claimant(s): John Redfearn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): QA3 Financial Corp.
Respondent Lawyers(s): Coporate Officer
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
17-0109412/05/2017Claimant(s): Thomas Kelly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Coporate Officer
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY

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