| 23-01978 | 06/10/2024 | Claimant(s): Marc Jacobson
Claimant Lawyers(s): Owen Harnett
Respondent(s): Pruco Securities., Equitable Advisors
Respondent Lawyers(s): Jennifer E. Novoselsky, Michael J. Biondi
Arbitrator(s): Leon Fox, Raymond P. Buschmann, James Hofheimer
Hearing Site: Chicago, IL
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| 23-01241 | 02/14/2024 | Claimant(s): Joseph Petrillo
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
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| 23-01633 | 01/25/2024 | Claimant(s): Joseph Petrillo
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
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| 23-00119 | 10/13/2023 | Claimant(s): Travis Dauchy
Claimant Lawyers(s): William Bean
Respondent(s): Equitable Advisors, USAA Financial Advisors.
Respondent Lawyers(s): Michael J. Biondi, Theodore C. Schultz
Arbitrator(s): Paul Allan Massaro, Veronica Ann Williams, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
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| 23-00339 | 10/13/2023 | Claimant(s): Chirag Chauhan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Harvey R. Linder
Hearing Site: Memphis, TN
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| 22-01549 | 04/07/2023 | Claimant(s): Kelly Campbell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi, Rochelle Mayfield
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
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| 22-00686 | 01/24/2023 | Claimant(s): Gloria Barbier, Kevin Dooley
Claimant Lawyers(s): Harris Freedman
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
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| 22-00723 | 12/22/2022 | Claimant(s): Julian Marturano
Claimant Lawyers(s): Brian Luther
Respondent(s): Equitable Advisors, Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox, Michael J. Biondi
Arbitrator(s): Douglas M. Branson
Hearing Site: Pittsburgh, PA
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| 22-00407 | 12/20/2022 | Claimant(s): Shannon Larson
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Patricia Diane Muse, Virginia H. Wertz, Michael Kelley
Hearing Site: Phoenix, AZ
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| 21-01308 | 02/10/2022 | Claimant(s): Shannon Freeland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors, J.P. Morgan Securities
Respondent Lawyers(s): Michael J. Biondi, Neal S. Robb
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
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