Potomac Analytics' Logo

FINRA Awards for Brian Luther

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 31-40 out of 87 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0256506/30/2022Claimant(s): Kerri Jamison
Claimant Lawyers(s): Brian Luther
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): George W. Harding
Hearing Site: Phoenix, AZ
21-0278506/10/2022Claimant(s): Christopher Sivley
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
21-0221106/02/2022Claimant(s): Timothy O'Connor
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley DW Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Suzette J. Barnes, W. Preston Martin
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
21-0279705/24/2022Claimant(s): Justin Cramer
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Langfred W. White, William Alexander Despo, Charles L.A. Terreni
Hearing Site: Columbia, SC
21-0290905/20/2022Claimant(s): Kenneth Nelson
Claimant Lawyers(s): Brian Luther
Respondent(s): Cetera Advisors Llc
Respondent Lawyers(s): David Feldstein
Arbitrator(s): John Winslow Griesser
Hearing Site: Raleigh, NC
21-0270105/16/2022Claimant(s): Robert Iannazzo
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Howard J. Stiefel
Hearing Site: New York, NY
21-0272305/04/2022Claimant(s): Marc Kreisberger
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Milton N. Gross
Hearing Site: Las Vegas, NV
21-0180104/22/2022Claimant(s): Richard Eller
Claimant Lawyers(s): Brian Luther
Respondent(s): Securities America.
Respondent Lawyers(s): James B. Noblett
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
21-0196703/29/2022Claimant(s): Andrew Miller, Karl Schlabach
Claimant Lawyers(s): Brian Luther
Respondent(s): The O.N Equity Sales Company
Respondent Lawyers(s): Mark E. Elsener
Arbitrator(s): Gary B. Deutsch
Hearing Site: Cleveland, OH
21-0204303/22/2022Claimant(s): David Amann
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA

87 Results

Display: