23-00538 | 12/20/2023 | Claimant(s): Ghazaleh Ebrahimi Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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23-01326 | 12/20/2023 | Claimant(s): Gareth Evans Claimant Lawyers(s): William Bean Respondent(s): Dominick & Dickerman LLC, Sands Brothers & Co., Ltd. Respondent Lawyers(s): Gail Fanelli, Robert M. Hladek Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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23-00541 | 12/20/2023 | Claimant(s): Ghazaleh Ebrahimi Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
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23-00699 | 12/19/2023 | Claimant(s): Mark Schrader Claimant Lawyers(s): Craig A. Riha Respondent(s): GNA Securities. Respondent Lawyers(s): James J. Namorato Arbitrator(s): James J. Fishman, Joseph R. Brancaleone, Joyce Clayborne Hearing Site: New York, NY
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21-02199 | 12/19/2023 | Claimant(s): John Russo, Maureen Russo, John Russo IRA, Maureen Russo IRA Claimant Lawyers(s): Matthew Thibaut Respondent(s): David Lerner Associates. Respondent Lawyers(s): Euguene L. Small Arbitrator(s): Sandra Holtzman, Thomas M. Madden, Carla Brydson Hearing Site: New York, NY
| | Expungement |
23-01483 | 12/19/2023 | Claimant(s): Carolyn Martin, Stephanie Groschup Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
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23-00816 | 12/19/2023 | Claimant(s): Elaine St. George Claimant Lawyers(s): Elaine Nancy St. George Respondent(s): J.P. Morgan Securities, Michael Baumhor Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Steven Gerard Goerke, Alan B. Goldstein, Robert G. Falbisaner Hearing Site: Boca Raton, FL
| | Expungement |
23-02088 | 12/19/2023 | Claimant(s): Eric Wilkison Claimant Lawyers(s): Eric S Wilkison Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): James A. McIntosh Hearing Site: Nashville, TN
| | $0 |
22-02485 | 12/19/2023 | Claimant(s): William Repicci, The William J. Repicci IRA, The William J. Repicci Roth IRA Claimant Lawyers(s): Dietrich Peter Epperson Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Kent L. Benziger Hearing Site: New York, NY
| | $0 |
23-01104 | 12/19/2023 | Claimant(s): Mark Matthes Claimant Lawyers(s): Craig D. Stein Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Paul Weinberg, William Kent Brown, Tiffany Ann Taylor Hearing Site: Boca Raton, FL
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