23-00270 | 09/06/2024 | Claimant(s): Hollis Kazmann, Thomas Walters Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jacqueline R. Fox, Jeff Kilgore, James Douglas Gaughan Hearing Site: Houston, TX
| | Expungement |
23-00272 | 09/06/2024 | Claimant(s): Raymond James & Associates. Claimant Lawyers(s): Peter S. Fruin Respondent(s): Robert Franden Respondent Lawyers(s): Robert Franden Arbitrator(s): Nicole T. LeBoeuf, Christi Miller, Christopher John Rowland Hearing Site: Oklahoma City, OK
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24-00601 | 09/06/2024 | Claimant(s): Bellaria Jimenez, John Bucsek, JBJ Financial LLC Claimant Lawyers(s): Brian D. Singleton Respondent(s): Domenick Carofine Respondent Lawyers(s): Domenick Carofine Arbitrator(s): Julian F. Santos Hearing Site: Jersey City, NJ
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23-01577 | 09/05/2024 | Claimant(s): Lester Berman Claimant Lawyers(s): John Owen Murrin Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Erik R. Siering, Jeffrey L. Malek, Randall William Clow Hearing Site: Los Angeles, CA
| | $0 |
24-01263 | 09/05/2024 | Claimant(s): Paulson Investment Company Claimant Lawyers(s): Dexter B. Johnson Respondent(s): Vincent Sharpe Respondent Lawyers(s): Vincent Anthony Sharpe Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL
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23-03477 | 09/05/2024 | Claimant(s): Charles Sonnenblick, Mark Sonnenblick Claimant Lawyers(s): Thomas Perry Respondent(s): Cadaret, Grant & Co.. Respondent Lawyers(s): John T. Unger Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL
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23-02978 | 09/05/2024 | Claimant(s): Christopher Hobart, Steven Greer Claimant Lawyers(s): Tosh Grebenik Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry W. Yager Arbitrator(s): James Michael Belk, Rupert Ripley Sizemore, Jerry E Long Hearing Site: Charlotte, NC
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23-03514 | 09/05/2024 | Claimant(s): Erik Snyder, Richard Hargis Claimant Lawyers(s): Joel M. Everest Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Diane Ciccone, Carol H. Gold, Joseph J. Dougherty Hearing Site: Philadelphia, PA
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23-02778 | 09/05/2024 | Claimant(s): Joseph Michaletz Claimant Lawyers(s): Nathan Lamb Respondent(s): DAI Securities Respondent Lawyers(s): Ernest G. Strauss Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN
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23-01683 | 09/05/2024 | Claimant(s): Jessica Jung Claimant Lawyers(s): Andrew S. May Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Richard S. Zaifert, Robert William Copeland, Douglas Charles Weinstein Hearing Site: Nashville, TN
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