| 23-00908 | 05/28/2024 | Claimant(s): Anita Brennan
Claimant Lawyers(s): Leslie Y. Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 23-02118 | 05/28/2024 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Gaetano Magarelli
Respondent Lawyers(s): Gaetano Magarelli
Arbitrator(s): John B. Sochacki
Hearing Site: Boca Raton, FL
| | |
| 23-01712 | 05/28/2024 | Claimant(s): Corey Haber
Claimant Lawyers(s): Corey J. Haber
Respondent(s): Morgan Stanley, Rj Malcampo, Rosita Kaufman
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Robert J. Scafuri, Carl E. Ver Beek, Mark Gregory Brackon
Hearing Site: Detroit, MI
|  | Expungement |
| 23-00282 | 05/28/2024 | Claimant(s): Donald Saunders, IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Concourse Financial Group Securities, In
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Leah Murray Albert, Kim L. Kirn, David E. Crawford
Hearing Site: St. Louis, MO
| | $1,214,750 |
| 22-01491 | 05/24/2024 | Claimant(s): Gregory Martini
Claimant Lawyers(s): Aaron A. Romney
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Barbara Black, Mitchel Weiss, Bradley Reynolds
Hearing Site: Atlanta, GA
| | $0 |
| 23-03265 | 05/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Federico Cardona
Respondent Lawyers(s): Federico Cardona
Arbitrator(s): Langfred W. White
Hearing Site: Orlando, FL
| | |
| 23-02823 | 05/24/2024 | Claimant(s): Michael Stewart
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 23-00074 | 05/24/2024 | Claimant(s): Germaine Broussard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Washington, DC
| | |
| 22-01426 | 05/24/2024 | Claimant(s): Donald Davis, Marianne Mackley, Stephen Lim, Sunder Nambiar
Claimant Lawyers(s): Nico Banks
Respondent(s): Larry Law, Richard Sandfer
Respondent Lawyers(s): Larry Richard Law, Patrick R. Mahoney
Arbitrator(s): Anthony D. DeToro, Richard Maurice Robinson, Luis Sanchez Espinoza
Hearing Site: Los Angeles, CA
| | $1,301,030 |
| 22-02649 | 05/24/2024 | Claimant(s): Howard Sproat
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): William Blair & Company L.L.C.
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Michael Lau, Paul J. Burkhart, Scott Manker
Hearing Site: Boca Raton, FL
| | Expungement |
