| 20-01376 | 11/24/2020 | Claimant(s): Edmund Iannacone
Claimant Lawyers(s): Brian Luther
Respondent(s): Ameriprise Financial Services, UBS Financial Services Inc.
Respondent Lawyers(s): Howard M. Klausmeier, Omar Perez
Arbitrator(s): Martin R. Cramer
Hearing Site: Newark, NJ
| | $0 |
| 20-01559 | 11/24/2020 | Claimant(s): John Canada
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
| | $0 |
| 20-01646 | 11/24/2020 | Claimant(s): Arthur Hombach
Claimant Lawyers(s): Robert D. Loventhal
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Anna M. Fanelli
Hearing Site: Albany, NY
|  | $0 |
| 20-01375 | 11/23/2020 | Claimant(s): Steven Howell
Claimant Lawyers(s): Stephan Louviere
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | $0 |
| 20-02267 | 11/23/2020 | Claimant(s): Michael Marshall
Claimant Lawyers(s): James P. Galvin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Timothy J. Kroll
Hearing Site: Phoenix, AZ
| | $0 |
| 17-02090 | 11/23/2020 | Claimant(s): Colleen Simmons, Kenneth Thompson, Kenneth P. Thompson ROTH IRA, Simmons Living Trust U/A 08/30/02, Thompson Living Trust U/A 05/31/02
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Hightower Securities, Hightower Advisors
Respondent Lawyers(s): Matthew B. Henneman
Arbitrator(s): Richard M. Norman, Robert E. Jenks, Milton N. Gross
Hearing Site: Los Angeles, CA
| | $0 |
| 20-01058 | 11/22/2020 | Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | $0 |
| 19-01830 | 11/21/2020 | Claimant(s): Yufang Duan
Claimant Lawyers(s): Michael J. Robins
Respondent(s): Yannan Wang, New City Capital LLC
Respondent Lawyers(s): Mark David Hunter
Arbitrator(s): Larry Evert Carlson, Jacqueline Stanley Lustig, Scott Stauffer
Hearing Site: Chicago, IL
| | $0 |
| 19-01685 | 11/20/2020 | Claimant(s): Harry Datys
Claimant Lawyers(s): Harry S. Datys
Respondent(s): Westpark Capital.
Respondent Lawyers(s): Nicholas Tocco
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | $0 |
| 20-00153 | 11/20/2020 | Claimant(s): Steven Holland
Claimant Lawyers(s): Harris Freedman
Respondent(s): Aragon Financial Services., Veritrust Financial
Respondent Lawyers(s): Edgar Brown, Reza Mohammad Bidgoli
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | $0 |
