Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01168 | 12/29/2020 | Claimant(s): Michael Bowe Claimant Lawyers(s): Michael E. Bowe Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Daniel A. Spector Arbitrator(s): Barbara M. Anscher, Michael Lancaster Garcia, Yvonne Brathwaite Burke Hearing Site: Los Angeles, CA |  | $16,000 |
| 20-02251 | 12/29/2020 | Claimant(s): Ferne Hassan Claimant Lawyers(s): Ferne Hassan Respondent(s): David Lerner Associates. Respondent Lawyers(s): Joseph C. Pickard Arbitrator(s): Martin R. Cramer Hearing Site: Jersey City, NJ | | $16,021 |
| 20-02097 | 12/24/2020 | Claimant(s): Thomas Perry Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Philip J. Glick Hearing Site: Indianapolis, IN | $0 | |
| 20-03242 | 12/24/2020 | Claimant(s): Marcus Fagersten Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | $0 | |
| 20-02569 | 12/24/2020 | Claimant(s): Frank Cogliano Claimant Lawyers(s): Frank Cogliano Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | | $25 |
| 20-00828 | 12/23/2020 | Claimant(s): James Lombardo Claimant Lawyers(s): Tosh Grebenik Respondent(s): Joseph Gunnar & Co. LLC Respondent Lawyers(s): Peter Bon Viso Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | $0 | |
| 20-00949 | 12/23/2020 | Claimant(s): Anil Jethmal Claimant Lawyers(s): Tosh Grebenik Respondent(s): Solid ISG Capital Markets, Westrock Advisors. Respondent Lawyers(s): Alexander Baltovski, Louis J. Rich Arbitrator(s): Steven Gary Leventhal Hearing Site: New York, NY | $0 | |
| 20-01482 | 12/23/2020 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David H. Feldstein Arbitrator(s): Philip Aaron Tymon Hearing Site: Reno, NV | $0 | |
| 20-01758 | 12/23/2020 | Claimant(s): Richard Eller Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | $0 | |
| 20-01793 | 12/23/2020 | Claimant(s): Todd Roselle Claimant Lawyers(s): Brian Luther Respondent(s): Cambridge Investment Research., Securian Financial Services. Respondent Lawyers(s): Richard H. Kuhlman, Richard J. Babnick Arbitrator(s): Patrick R. Westerkamp Hearing Site: Wilmington, DE | $0 |