| 20-02227 | 01/13/2021 | Claimant(s): Joseph Dimauro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Joan Maxine Secofsky
Hearing Site: New York, NY
| | $0 |
| 20-02521 | 01/13/2021 | Claimant(s): Anthony Bagneschi
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | $0 |
| 20-01028 | 01/13/2021 | Claimant(s): Diane Ranck, Robert Ranck
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Cory D. Olson
Arbitrator(s): Tracy L. Allen, Alain Frecon, John Edward Jackson
Hearing Site: Des Moines, IA
|  | $0 |
| 20-01298 | 01/12/2021 | Claimant(s): Christopher Knutson
Claimant Lawyers(s): Harry Meyer
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | $0 |
| 20-01317 | 01/12/2021 | Claimant(s): Lori Sackler
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
| | $0 |
| 19-00913 | 01/12/2021 | Claimant(s): Martin Gerstenbluth
Claimant Lawyers(s): James Thomas McCarthy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin B. Sinclair
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
| | $0 |
| 19-02197 | 01/11/2021 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Michael Naccarato
Respondent(s): John Schmidt
Respondent Lawyers(s): John Greg Schmidt
Arbitrator(s): Michael L. Lyons, Michael J. Meeusen, Scott C. Matasar
Hearing Site: Cincinnati, OH
| | $0 |
| 19-02674 | 01/11/2021 | Claimant(s): Kenneth Lynn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Ann C. Northern
Hearing Site: New York, NY
| | $0 |
| 20-01350 | 01/11/2021 | Claimant(s): Douglas Wall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | $0 |
| 19-02188 | 01/08/2021 | Claimant(s): Sandra Etienne
Claimant Lawyers(s): Locksley O. Wade
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Anna Matsuo
Arbitrator(s): Madelon M. Rosenfeld, Robert E. Anderson, Roger B. Jacobs
Hearing Site: New York, NY
| | $0 |
