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FINRA Awards for James Thomas McCarthy

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0091301/12/2021Claimant(s): Martin Gerstenbluth
Claimant Lawyers(s): James Thomas McCarthy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin B. Sinclair
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
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