Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03385 | 02/23/2021 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Gaetano Magarelli Respondent Lawyers(s): Gaetano Magarelli Arbitrator(s): Herbert Branitsky Hearing Site: Boca Raton, FL | $0 | |
| 20-00493 | 02/23/2021 | Claimant(s): Gerald Taylor Claimant Lawyers(s): Michael Bessette Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | $0 | |
| 20-01412 | 02/23/2021 | Claimant(s): Amy Boyet Besse Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Rainmaker Securities Respondent Lawyers(s): Dominic Cioffi Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | $0 | |
| 20-01779 | 02/23/2021 | Claimant(s): Kevin Piker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M Towns Arbitrator(s): Maxel (Bud) B Silverberg Hearing Site: Kansas City, MO | $0 | |
| 20-01794 | 02/23/2021 | Claimant(s): Vincent Bonavia Claimant Lawyers(s): Harris Freedman Respondent(s): Valmark Securities. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL | $0 | |
| 20-02254 | 02/23/2021 | Claimant(s): Michael Orr Claimant Lawyers(s): Michael Orr Respondent(s): Laurence Allen, Michael Schunk, Nyppex Respondent Lawyers(s): Jeremy Kim Arbitrator(s): Albert Rizzo Hearing Site: New York, NY | $0 | |
| 20-02266 | 02/23/2021 | Claimant(s): Michael Marshall Claimant Lawyers(s): James P. Galvin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ | $0 | |
| 20-02506 | 02/23/2021 | Claimant(s): Stephen Bohan Claimant Lawyers(s): Brian Luther Respondent(s): Centaurus Financial., Questar Capital Corporation Respondent Lawyers(s): Katherine C. Donlon, Paul King Arbitrator(s): Mark Stuart Gurevitz Hearing Site: Hartford, CT | $0 | |
| 20-03578 | 02/23/2021 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Nicola A. Murphy Respondent(s): Kevin Fay Respondent Lawyers(s): Kevin P. Fay Arbitrator(s): Edward W. Morris Hearing Site: Jersey City, NJ | $0 | |
| 17-03513 | 02/23/2021 | Claimant(s): David Ball, Misako Ball, Sally Ball Claimant Lawyers(s): Richard B. Fosher Respondent(s): Sunset Financial Services. Respondent Lawyers(s): John Shaw Arbitrator(s): Leah Murray Albert, Joan M. Esserman, David E. Crawford Hearing Site: St. Louis, MO |  | $418,994 |