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FINRA Awards for Dominic Cioffi

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0199003/25/2022Claimant(s): Glen Anderson
Claimant Lawyers(s): Zachary Morse
Respondent(s): Rainmaker Securities
Respondent Lawyers(s): Dominic Cioffi
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
20-0141202/23/2021Claimant(s): Amy Boyet Besse
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Rainmaker Securities
Respondent Lawyers(s): Dominic Cioffi
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO

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