Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01390 | 04/30/2021 | Claimant(s): Aret Gugin Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Global Arena Capital Corp., S.W. Bach & Company Respondent Lawyers(s): Barbara Desiderio, Scott Shapiro Arbitrator(s): David John Reilly Hearing Site: New York, NY | ||
| 20-02426 | 04/30/2021 | Claimant(s): Scott Colangelo Claimant Lawyers(s): Daniel D'Costa Respondent(s): The O.N Equity Sales Company Respondent Lawyers(s): Jennifer Rockel Arbitrator(s): Bill Lamoreaux Hearing Site: Kansas City, MO | ||
| 20-02688 | 04/30/2021 | Claimant(s): Fanie Gouws Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Commerz Markets LLC Respondent Lawyers(s): Michael Fruchter Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 20-02982 | 04/30/2021 | Claimant(s): Lawrence Cane Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 20-03395 | 04/30/2021 | Claimant(s): Jude DiGidio, Kevin Blondina Claimant Lawyers(s): Thomas Perry Respondent(s): Cadaret, Grant & Co.. Respondent Lawyers(s): John T. Unger Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-03453 | 04/30/2021 | Claimant(s): Equitable Advisors, Equitable Network Claimant Lawyers(s): Amanda Sotak Respondent(s): Dewayne Roberts Respondent Lawyers(s): Dewayne Keith Roberts Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-00737 | 04/29/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Aaron Chung Respondent Lawyers(s): Aaron Moon-Young Chung Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 20-02571 | 04/29/2021 | Claimant(s): David Van Geffen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): Allan R. Lazor Hearing Site: New Orleans, LA | ||
| 20-02587 | 04/29/2021 | Claimant(s): William Kumm Claimant Lawyers(s): Frances Menzer Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI | ||
| 20-02680 | 04/29/2021 | Claimant(s): Max Sanel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ |