| 18-04341 | 11/23/2021 | Claimant(s): Donna Benabou, Raphael Benabou
Claimant Lawyers(s): Raphael Benabou
Respondent(s): Ameriprise Financial Services, James Korzik, Robert Korzik
Respondent Lawyers(s): Kevin Galbraith, Sydney H. Crowder
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
|  | $0 |
| 19-01854 | 11/23/2021 | Claimant(s): Timothy Greer
Claimant Lawyers(s): Mark Appleton
Respondent(s): Carol Chairito
Respondent Lawyers(s): Joshua Kons
Arbitrator(s): Leonard M. Goldstein, Julie Judith Lurman Joly, Albert Lee Birdsell
Hearing Site: Denver, CO
| | $0 |
| 19-02184 | 11/22/2021 | Claimant(s): Christopher Landon
Claimant Lawyers(s): Kevin Thomas Hoffman
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Peter E. Gillespie, Harvey E. Benjamin, Judith C. Aarons
Hearing Site: New York, NY
| | |
| 20-00495 | 11/22/2021 | Claimant(s): Barry Price
Claimant Lawyers(s): Kim L. Michael
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Lisa Lograno, Clive I. Morrick, Robert N. Fass
Hearing Site: New York, NY
| | |
| 21-00826 | 11/22/2021 | Claimant(s): Kenneth Bowers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Prudential Insurance Co of America
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Albuquerque, NM
| | |
| 21-01064 | 11/22/2021 | Claimant(s): Molly Rambo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Robert E. Anderson
Hearing Site: Providence, RI
| | |
| 21-01465 | 11/22/2021 | Claimant(s): Benjamin Fuchs
Claimant Lawyers(s): David I. Hantman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): William E. Hopkins
Arbitrator(s): Linda J. Baer
Hearing Site: Hartford, CT
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| 19-00282 | 11/22/2021 | Claimant(s): Teena Clifton
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Koss, Olinger and Company
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Pamela Jeanne Rush, Gayle B. Carlson, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | $237,553 |
| 20-03784 | 11/22/2021 | Claimant(s): Tara O'Connor-Roche, Estate of Paul Roche III
Claimant Lawyers(s): Robert Kraus
Respondent(s): Christopher Bayles, RBC Capital Markets LLC
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Jeffrey Alan Helewitz, Patricia Kathleen Costello, Lourdes Gomez
Hearing Site: New York, NY
| | $0 |
| 20-01797 | 11/19/2021 | Claimant(s): Raymond San Agustin
Claimant Lawyers(s): Christopher L. Schaeffer
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas Michael Genovese
Hearing Site: Chicago, IL
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