| 20-03668 | 03/03/2022 | Claimant(s): Eric Wenzel
Claimant Lawyers(s): Howard Schragin
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Howard J. Stiefel, Elliot Schnapp, James G Paulsen
Hearing Site: New York, NY
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| 21-00470 | 03/03/2022 | Claimant(s): Ezequiel Navar
Claimant Lawyers(s): Michelle Atlas-Quinn
Respondent(s): GCA Advisors
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): David I. Levine
Hearing Site: San Francisco, CA
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| 21-02046 | 03/03/2022 | Claimant(s): Gurveer Mann
Claimant Lawyers(s): Zachary Morse
Respondent(s): Foresters Financial Services.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 18-01431 | 03/03/2022 | Claimant(s): Edgar Patricio Paredes Camacho, Edith Fatima Vallarino, Paulo Mauricio Paredes Valencia, Rosa Maria Villamar, Edgar Camacho and Rosa Villamar Jointly, Paulo Valencia & Edith Vallarino Jointly
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Abdel-Kader Ben-Mohamed, Carlo Rossell, Citigroup Global Markets.
Respondent Lawyers(s): Abdel-Kader Ben-Mohamed, Joseph C. Coates
Arbitrator(s): Steven Gerard Goerke, Monroe Mitchel, Stacey Rosenthal
Hearing Site: Miami, FL
|  | Expungement |
| 19-03229 | 03/03/2022 | Claimant(s): Mary McAllister Morton, The Susie McAllister Morton Living Trust
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Connor M. Trafton
Arbitrator(s): Anita Rae Shapiro, George Herman Frisch, Alina Landver
Hearing Site: Los Angeles, CA
| | $0 |
| 20-03215 | 03/02/2022 | Claimant(s): Todd Cirella
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd., Sands Brothers & Co., Ltd.
Respondent Lawyers(s): Charles Smulevitz, Gail Fanelli
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 21-01275 | 03/02/2022 | Claimant(s): Theodore Fischer
Claimant Lawyers(s): Brian Luther
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Stephen Howard Marcus, Tim James O'Keefe, Michael Shimokaji
Hearing Site: Los Angeles, CA
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| 21-01895 | 03/02/2022 | Claimant(s): Larry Law
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): JRL Capital Corporation
Respondent Lawyers(s): L.R. Law
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 21-01939 | 03/02/2022 | Claimant(s): James Ramsey
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Prudential Equity Group, Morgan Stanley DW Inc.
Respondent Lawyers(s): Gina Shlaferman, Jennifer E. Novoselsky
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Richmond, VA
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| 21-02049 | 03/02/2022 | Claimant(s): Michael Piccolo
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey D. Rodgers, Jr.
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Jersey City, NJ
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