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FINRA Awards for Michael Shimokaji

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0127503/02/2022Claimant(s): Theodore Fischer
Claimant Lawyers(s): Brian Luther
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Stephen Howard Marcus, Tim James O'Keefe, Michael Shimokaji
Hearing Site: Los Angeles, CA

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