23-02899 | 06/24/2024 | Claimant(s): Kevin Dziubela Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Debra A. Jenks, Alessandra Piras Torrens Hearing Site: Boca Raton, FL
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23-01727 | 06/24/2024 | Claimant(s): Jennifer Jack Claimant Lawyers(s): Harris Freedman Respondent(s): ADP Broker-Dealer. Respondent Lawyers(s): Matthew V. DelDuca Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL
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23-02929 | 06/24/2024 | Claimant(s): Atul Makharia Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J. Carey Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC
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23-00050 | 06/24/2024 | Claimant(s): Daniel Prielipp, Eddie Yaklin, Miguel Tavarez, Robert McCall Claimant Lawyers(s): Brandon Dei Respondent(s): Bernard Jasmin, Daniel Otoya, Hakim Donadelle, Kevin Chen, Serge Parakhnevich, Steros Christoforou, Vladimiro Panichi, PHX Financial. Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Christian A. Bourgeacq, Daniel D. Hill, Michael Louis Goldstone Hearing Site: Houston, TX
| | $0 |
22-01673 | 06/21/2024 | Claimant(s): Adam Vega Claimant Lawyers(s): Chelsea Bauer Respondent(s): Goldman Sachs & Co. LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
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23-00919 | 06/21/2024 | Claimant(s): Maria Torruella Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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24-00675 | 06/21/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jason D. Evans Respondent(s): Helen Grace Caldwell Respondent Lawyers(s): Helen Grace Caldwell Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL
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23-00539 | 06/21/2024 | Claimant(s): Heather Silvestro, Kyle Silvestro Claimant Lawyers(s): Adolfo J. Anzola Respondent(s): Goldman Sachs & Co. LLC Respondent Lawyers(s): Brian A. Briz Arbitrator(s): Ian S. Greig, Jacquelyn M. Shannon, Eric Greenstein Hearing Site: Tampa, FL
| | Expungement |
23-00256 | 06/21/2024 | Claimant(s): Maria Cristina Donnelly Claimant Lawyers(s): David Cook Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Justin Opitz Arbitrator(s): Sherry R. Wetsch, Maryanne M. Esser, Allan R. Lazor Hearing Site: Houston, TX
| | $0 |
23-02873 | 06/21/2024 | Claimant(s): Louis Wargo Claimant Lawyers(s): Jack D. Butler Respondent(s): Equitable Advisors, FSC Securities Corporation Respondent Lawyers(s): Jennifer R. Cox, Kevin W. Brooks Arbitrator(s): Tracy L. Allen, David Arnold, Michael Alan Ellis Hearing Site: Cleveland, OH
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