| 23-02758 | 06/28/2024 | Claimant(s): Raquel Pacheco
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Michael S. Matek
Hearing Site: Cleveland, OH
| | |
| 23-02928 | 06/28/2024 | Claimant(s): Darren Oglesby
Claimant Lawyers(s): Brian Luther
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
| | |
| 23-03103 | 06/27/2024 | Claimant(s): Jamar Evans
Claimant Lawyers(s): Jamar Evans
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Gregory G. Gocek
Hearing Site: Indianapolis, IN
|  | $0 |
| 23-03004 | 06/27/2024 | Claimant(s): Morgan Hill
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Arete Wealth Management, Center Street Securities.
Respondent Lawyers(s): Don Pollard, Joshua Rogers
Arbitrator(s): Lita S. Menkin, Jennifer Jackson, Melissa Lianne George
Hearing Site: Atlanta, GA
| | |
| 23-02797 | 06/27/2024 | Claimant(s): J. Rhodes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Rhodes Securities.
Respondent Lawyers(s): Gordon Rhodes
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 23-02844 | 06/27/2024 | Claimant(s): Rodrigue Lors
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): National Securities Corporation, Wilmington Capital Securities
Respondent Lawyers(s): Dennis Lee, Emily A. Hayes
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
| | |
| 24-00033 | 06/27/2024 | Claimant(s): Francisco Torres
Claimant Lawyers(s): Francisco Torres
Respondent(s): Robinhood Financial
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Jeffrey Alan Helewitz
Hearing Site: New York, NY
| | $0 |
| 23-01909 | 06/27/2024 | Claimant(s): Janice Schiff, The Estate of Raymond Schiff
Claimant Lawyers(s): Dennis E. Boyle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | $47,000 |
| 21-00608 | 06/26/2024 | Claimant(s): OTCex
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Mourad Jridi
Respondent Lawyers(s): Gary Trachten
Arbitrator(s): Joseph W. Lodato, Josefa Antonia Sicard-Mirabal, Mitchell H Rubinstein
Hearing Site: New York, NY
| | |
| 23-00968 | 06/26/2024 | Claimant(s): Vicente Castillo
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
