| 22-00534 | 07/14/2022 | Claimant(s): Beatriz Luna Vida
Claimant Lawyers(s): David I. Hantman
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Jorge I. Peirats
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
| | |
| 20-03694 | 07/14/2022 | Claimant(s): Juan Rodriguez, Myriam Gonzalez
Claimant Lawyers(s): Jeffrey D. Anderson
Respondent(s): Antonio ReynaL Financial LLC, Edward Miller, Financial Resources Group Investment Srv
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): G. Maynard Green, Danielle L. Hargrove, Elena Dilorio
Hearing Site: Houston, TX
|  | $2,573,340 |
| 20-00043 | 07/13/2022 | Claimant(s): Stephen DesRochers
Claimant Lawyers(s): Leonard B. Rose
Respondent(s): UBS Financial Services Inc., UBS Credit Corp
Respondent Lawyers(s): Michael F. Braun
Arbitrator(s): Sean Alan D'Amico, David Adams Reif, James Bromley Bragg
Hearing Site: Hartford, CT
| | |
| 20-03747 | 07/13/2022 | Claimant(s): George McCutchen
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): F. John Herrmann, Barbara Black, Theodore Haynes
Hearing Site: Columbia, SC
| | |
| 21-01827 | 07/13/2022 | Claimant(s): Daniel Schoonover
Claimant Lawyers(s): Daniel L. Schoonover
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
| | $0 |
| 21-02480 | 07/12/2022 | Claimant(s): Hal Finberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
| | |
| 21-03077 | 07/12/2022 | Claimant(s): James McAtee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Gregory G. Gocek
Hearing Site: Indianapolis, IN
| | |
| 21-02307 | 07/12/2022 | Claimant(s): Bardavon Health Innovations L.L.C.
Claimant Lawyers(s): Robert A. Henderson
Respondent(s): Spurrier Capital Partners LLC
Respondent Lawyers(s): Joseph P. Rockers
Arbitrator(s): James C. Morrow, David W White, Amy L Coopman
Hearing Site: Kansas City, MO
| | $0 |
| 22-00302 | 07/12/2022 | Claimant(s): Rita Greenstein
Claimant Lawyers(s): Steven A. Gelfand
Respondent(s): David Lerner Associates., Daniel Lerner
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
| | $23,480 |
| 21-01469 | 07/11/2022 | Claimant(s): Adrienne Rowles
Claimant Lawyers(s): John E. Sutherland
Respondent(s): George Woerdeman
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): B. John Dill, Andrea J. Goldman, Christine R. Fitzgerald
Hearing Site: Boston, MA
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