22-01193 | 11/15/2022 | Claimant(s): Dilek Uzun Claimant Lawyers(s): Dilek Uzun Respondent(s): Harry Zwick, JPMSI Respondent Lawyers(s): Heidi E. VonderHeide, Robert L. Herskovits Arbitrator(s): Nancy Kramer Hearing Site: New York, NY
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19-02173 | 11/14/2022 | Claimant(s): Daniel Wallace Claimant Lawyers(s): Alan Rosca Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Michael M. Rosensaft Arbitrator(s): Mary Julia O'Connell, David John Reilly, Eric Goldman Hearing Site: New York, NY
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21-00186 | 11/11/2022 | Claimant(s): Gabriel Antuna Claimant Lawyers(s): Gabriel Fischbarg Respondent(s): Andrew Garrett. Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Richard W. Vallario, Elizabeth Gilbert, Joan Ellen Hoffman Hearing Site: New York, NY
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22-01364 | 11/11/2022 | Claimant(s): Frank Metzke Claimant Lawyers(s): Thomas J. Cahill Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Morton S. Bunis Hearing Site: New York, NY
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21-02981 | 11/10/2022 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): George F. Meierhofer Respondent(s): Kevin Doyle Respondent Lawyers(s): Joseph F. Keenan Arbitrator(s): Rory M. McLaughlin Hearing Site: New York, NY
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20-03652 | 11/09/2022 | Claimant(s): Intellivest Securities. Claimant Lawyers(s): Daniel H. Kolber Respondent(s): Gratitude Management LLC, The Builders Fund Respondent Lawyers(s): John J. Siciliano Arbitrator(s): David Paul Clark, Julie K. Chapin, Richard Pearce Moultrie Hearing Site: Wilmington, DE
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22-00321 | 11/09/2022 | Claimant(s): Larry Tolbert Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, Sagepoint Financial., MSI Financial Services. Respondent Lawyers(s): James V. Noblett, Martin Harris Arbitrator(s): Michael J. Ahlstrom Hearing Site: Memphis, TN
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21-02638 | 11/08/2022 | Claimant(s): Jeffrey Filone Claimant Lawyers(s): David Gehn Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Antoinette E. La Belle, Clive I. Morrick, Pierre F. de Ravel d'Esclapon Hearing Site: New York, NY
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22-00888 | 11/08/2022 | Claimant(s): Josh Oliver Claimant Lawyers(s): David E. Dobin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): David Adams Reif Hearing Site: Hartford, CT
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22-01071 | 11/08/2022 | Claimant(s): Frank Gavidia Claimant Lawyers(s): Samantha Pastor Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
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