| 07-03176 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Patton
Respondent Lawyers(s): John Patton
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
|  | $0 |
| 04-00393 | 04/23/2008 | Claimant(s): Peter Grymkowski
Claimant Lawyers(s): Bryan C. Altman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Sheldon M. Jaffe, Arthur F. Brueggeman, W. Alex King
Hearing Site: Los Angeles, CA
| | $31,000 |
| 07-00148 | 04/23/2008 | Claimant(s): JT Builders, Joseph Toboni and Mary Toboni
Claimant Lawyers(s): David E. Robbins
Respondent(s): Milestone Financial Services
Respondent Lawyers(s): Barry R. Lax
Arbitrator(s): Steven M. Sherman, Darryl J. Horowitt, Steven K. McGinnis
Hearing Site: San Francisco, CA
| | $0 |
| 07-02924 | 04/23/2008 | Claimant(s): Garland Adams
Claimant Lawyers(s): Milton H Fried
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Carrie J. Bechtold
Arbitrator(s): A. Keith Logue, Irving M. Shlesinger, Thomas Neal Tillery
Hearing Site: Atlanta, GA
| | $0 |
| 07-00969 | 04/22/2008 | Claimant(s): SunTrust Bank, SunTrust Investment Services.
Claimant Lawyers(s): Bradford S. Bernstein
Respondent(s): Andrew Hickey
Respondent Lawyers(s): Daniel S. Fiore
Arbitrator(s): Ida W. Draim, Nickey D. Turner, Kevin D. Judd
Hearing Site: Washington, DC
| | |
| 07-01075 | 04/22/2008 | Claimant(s): Mark Mills
Claimant Lawyers(s): John R. Fahy
Respondent(s): Charles Gallamore, Southwest Texas Capital, L.L.C
Respondent Lawyers(s): Phillip W. Offill
Arbitrator(s): George F. Longino, Russell H Hairston, Robert R. Marquardt
Hearing Site: Dallas, TX
| | |
| 08-00765 | 04/22/2008 | Claimant(s): RBC Capital Markets Corp.
Claimant Lawyers(s): Anne C. Patin
Respondent(s): Charles Howard
Respondent Lawyers(s): Michael C. Deutsch
Arbitrator(s): Edward Baer, James D. Yellen, Barry R. Lax
Hearing Site: New York, NY
| | |
| 06-03776 | 04/22/2008 | Claimant(s): Jane Bueller, Janet Duval, Marguerite Dillon, Ray Dillon, JKG Investment Company, L.P., Betty L. Dillon Trust
Claimant Lawyers(s): Robert J. O'Connor
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): M. W. Gear, Thomas J. Cotrone, Irwin S. Sugerman
Hearing Site: Wichita, KS
| | $0 |
| 07-02552 | 04/21/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Andrea Bulow
Respondent Lawyers(s): Andrea X. Xuefen
Arbitrator(s): Douglas E. DeTata, Marlyn G. McClaskey, John Edward Bersin
Hearing Site: San Francisco, CA
| | |
| 07-02168 | 04/21/2008 | Claimant(s): Ruth Megnet
Claimant Lawyers(s): Ruth Grace Megnet
Respondent(s): Patrick Manriquez
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
| | $0 |
