07-03450 | 08/15/2008 | Claimant(s): Gary Marsico, Gary W. Marsico, IRA Claimant Lawyers(s): Robert W. Goehring Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Melissa Hegger Shea Arbitrator(s): Clifford E. Marstiller, Michael R. Stabile, Robert G. Geeseman Hearing Site: Pittsburgh, PA
| | $225 |
06-02098 | 08/14/2008 | Claimant(s): John McQueen Claimant Lawyers(s): John McQueen Respondent(s): Jason Parlato, A.G. Edwards & Sons. Respondent Lawyers(s): James C. Browning Arbitrator(s): Patricia N. Cirillo, Richard W. Cutler, Charles Ajamian Hearing Site: New York, NY
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07-03016 | 08/14/2008 | Claimant(s): H.C. Wainwright & Co.. Claimant Lawyers(s): Michael Stolper Respondent(s): Legent Clearing LLC Respondent Lawyers(s): Michael P. McCloskey Arbitrator(s): Rhonda S. McCarthy, James A. Ricketts, Douglas A. Spier Hearing Site: Omaha, NE
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08-00456 | 08/14/2008 | Claimant(s): CCO Investment Services Corp Claimant Lawyers(s): David M. Belcher Respondent(s): Citigroup Global Markets., Peter Coley Respondent Lawyers(s): David A. Stein Arbitrator(s): Richard J. Grahn, Joseph F. Meldon, Andrea J. Goldman Hearing Site: Boston, MA
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06-02058 | 08/14/2008 | Claimant(s): Jordan Alan, Ad. of Estate of Beth Schim Claimant Lawyers(s): Mark E. Overland Respondent(s): Brett Briggs, James Copping Respondent Lawyers(s): Daniel D. Dydzak, Jeffrey S. Kob Arbitrator(s): George L. Tindall, Kendall C. Reed, George Frederick Garris Hearing Site: Los Angeles, CA
| | $12,645 |
07-02447 | 08/14/2008 | Claimant(s): Bernice Kramer Claimant Lawyers(s): Scott L. Silver Respondent(s): Leighton Applefeld Respondent Lawyers(s): Leighton David Applefeld Arbitrator(s): Randy R. Freedman, Lanny M. Leff, David Rich Hearing Site: Boca Raton, FL
| | $1,121,910 |
07-01228 | 08/14/2008 | Claimant(s): Puccinelli PRFT Shr TT 2-1-84, Puccinelli Retire Tst 6-26-00, Puccinelli Trust 10-1-1998 Claimant Lawyers(s): Douglas P. Whipple Respondent(s): Brian Bruscino, NatCity Investments., National City Insurance Group. Respondent Lawyers(s): Joseph S. Simms Arbitrator(s): James A. Laurenson, James Dale Ellis, Scott C. Matasar Hearing Site: Cleveland, OH
| | $0 |
08-00068 | 08/14/2008 | Claimant(s): Shirley Paessler Claimant Lawyers(s): Shirley Kathleen Paessler Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Herbert Murez Hearing Site: Las Vegas, NV
| | $0 |
07-00701 | 08/13/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Michael L. Chinitz Respondent(s): Gabriel Defeo, Karen Ellis, Louis Garofano, Martin Courage Respondent Lawyers(s): Catherine A. Sammartino, Todd M. Reed Arbitrator(s): Stephen Z. Frank, Robert V. Deiana, Evalyn Lipton Fishbein Hearing Site: Providence, RI
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07-01853 | 08/13/2008 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Robert Casaceli Respondent Lawyers(s): Jack J. Mazzara Arbitrator(s): Stephen D Kursman, Timothy C. Moore, Gretchen M. Forrester Hearing Site: Detroit, MI
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