20-03899 | 12/30/2022 | Claimant(s): Cranston Fire & Police Dept Pension Plan Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Mary C. Kelleher, John James McGovern, Patrick R. Westerkamp Hearing Site: Providence, RI
| | Expungement |
21-02474 | 12/29/2022 | Claimant(s): Zhe Feng Zhang Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Edward Jones Respondent Lawyers(s): Teresa J. Thong Arbitrator(s): Kirtley M. Thiesmeyer, Jonathan D Gereige, Steve S. Baghoomian Hearing Site: Los Angeles, CA
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22-01397 | 12/29/2022 | Claimant(s): Lawrence Natale Claimant Lawyers(s): Robert J. Moses Respondent(s): Purshe Kaplan Sterling Investments. Respondent Lawyers(s): David M. Purcell Arbitrator(s): Stuart M. Schwartz Hearing Site: Albany, NY
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20-00885 | 12/28/2022 | Claimant(s): Jason Goodhue Claimant Lawyers(s): Michael T. McCormack Respondent(s): Christopher Berris, Buell Securities Corp. Respondent Lawyers(s): Richard Slavin Arbitrator(s): John J. Mager, Benjamin H. Green, John Michael Bergin Hearing Site: Hartford, CT
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21-03043 | 12/28/2022 | Claimant(s): John Baldeck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA
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19-03035 | 12/27/2022 | Claimant(s): Ryan Lee Claimant Lawyers(s): Laurence Landsman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leni D. Battaglia Arbitrator(s): Howard W. Hirschhorn, Jay Alan Kranis, William Travis Hearing Site: New York, NY
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22-01286 | 12/27/2022 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
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18-02342 | 12/27/2022 | Claimant(s): Marianne Antczak Claimant Lawyers(s): Theodor A. Swansen Respondent(s): Bridget Fernandez, TD Ameritrade Clearing., TD Ameritrade., TD Ameritrade Investment Management Respondent Lawyers(s): Bridget A. Fernandez, Neils P. Murphy Arbitrator(s): Donald S. Bauman, George Aleman, Andrew S. Walsh Hearing Site: Philadelphia, PA
| | $1,662,660 |
20-03548 | 12/27/2022 | Claimant(s): Jack C. Louis Trust Claimant Lawyers(s): Kristian Kraszewski Respondent(s): BB&T Securities Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): Veera V. Konka, Leona Beane, Amy Jill Baranoff Hearing Site: New York, NY
| | Expungement |
19-02611 | 12/23/2022 | Claimant(s): Robert Dunn Claimant Lawyers(s): Mitchell G. Mandell Respondent(s): Eric Yamin Respondent Lawyers(s): David E. Robbins Arbitrator(s): Joan M. Traub, David Francis MacNair, Ronald Harris Kisner Hearing Site: New York, NY
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