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FINRA Awards for Teresa J. Thong

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0343303/19/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Teresa J. Thong
Respondent(s): Sona Rikhye
Respondent Lawyers(s): Sona Rikhye
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
21-0247412/29/2022Claimant(s): Zhe Feng Zhang
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Edward Jones
Respondent Lawyers(s): Teresa J. Thong
Arbitrator(s): Kirtley M. Thiesmeyer, Jonathan D Gereige, Steve S. Baghoomian
Hearing Site: Los Angeles, CA

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