| 09-01252 | 03/16/2010 | Claimant(s): Baron Ritchie
Claimant Lawyers(s): Phillip L. Sternberg
Respondent(s): Jeffrey Rein, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Kenneth J. Safran, William H. Morris, Jennifer Ann Shandler
Hearing Site: Detroit, MI
|  | $0 |
| 07-00469 | 03/15/2010 | Claimant(s): Robert Rose
Claimant Lawyers(s): Philip D. Dapeer
Respondent(s): John Barnes, Sanah Chung
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Robert Bruce MacDonald, Kirtley M. Thiesmeyer, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 08-02210 | 03/15/2010 | Claimant(s): Andrew McConnell
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Joel P. Mellis, Harry T. Walters, Christine Moore
Hearing Site: New York, NY
| | |
| 08-04862 | 03/15/2010 | Claimant(s): Jeremy Koch
Claimant Lawyers(s): James P. Baker
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Ivan Novich
Arbitrator(s): Enrico A. Mazzoli, Robert David Epstein, Burril A. McIntyre
Hearing Site: Indianapolis, IN
| | |
| 09-04395 | 03/15/2010 | Claimant(s): Douglas Cummins
Claimant Lawyers(s): Alan L. Sklover
Respondent(s): Israel A. Englander & Co..
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Judith E. Gross, Carolyn J. Mastropieri, Irene C. Warshauer
Hearing Site: New York, NY
| | |
| 08-04780 | 03/15/2010 | Claimant(s): Robert Sudduth, The Robert Sudduth Family Trust
Claimant Lawyers(s): George W. Healy
Respondent(s): James Holdman
Respondent Lawyers(s): MacAllynn J. Achee
Arbitrator(s): John J. Meyer, Mark A. Myers, Allen J. Krouse
Hearing Site: New Orleans, LA
| | $1,300,600 |
| 09-05245 | 03/15/2010 | Claimant(s): Tissapeh Hami
Claimant Lawyers(s): Tissapeh Hami
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA
| | $9,781 |
| 09-00382 | 03/15/2010 | Claimant(s): George Galajda, IRA
Claimant Lawyers(s): Steven Galajda
Respondent(s): Thomas Tette, 1st Global Capital Corp.
Respondent Lawyers(s): Marc J. Ross
Arbitrator(s): Christopher C. Willett, David L. Hoffberg, Ronald Ripstein
Hearing Site: Rochester, NY
| | $0 |
| 09-04508 | 03/15/2010 | Claimant(s): Sheldon Schafer
Claimant Lawyers(s): Sheldon L. Schafer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Fertig Robinson
Arbitrator(s): G. Gale Roberson
Hearing Site: Chicago, IL
| | $88 |
| 09-05094 | 03/15/2010 | Claimant(s): Rados Family Limited Partnership
Claimant Lawyers(s): Joram Rados
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John Castelly
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | $88 |
