Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02641 | 08/05/2024 | Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 23-03648 | 08/02/2024 | Claimant(s): Mandisa Landry Claimant Lawyers(s): Thomas Momjian Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 23-00386 | 08/02/2024 | Claimant(s): Steward Partners Investment Solutions Claimant Lawyers(s): Michael T. Roche Respondent(s): Colton Jacob Respondent Lawyers(s): Robert E. Linkin Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX | ||
| 23-02821 | 08/02/2024 | Claimant(s): Joseph Liana Claimant Lawyers(s): Peter Lindholm Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): James M. Rhodes Hearing Site: New York, NY | ||
| 23-01860 | 08/01/2024 | Claimant(s): Gail Jabes, Joseph Jabes Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Lee Milich, Mark J. McCarthy, Jan Duda Krafczek Hearing Site: Boca Raton, FL |  | Expungement |
| 23-03348 | 08/01/2024 | Claimant(s): Natasha Jahn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Emma M. Tomsick Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 23-03521 | 07/31/2024 | Claimant(s): Venkatesh Kaliappan Claimant Lawyers(s): Venkatesh Kaliappan Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jason O. Billy Arbitrator(s): Laura A. Kaster Hearing Site: Philadelphia, PA | | $0 |
| 23-02846 | 07/31/2024 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-02930 | 07/30/2024 | Claimant(s): Kevin McBarron Claimant Lawyers(s): Stephan Louviere Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 22-01842 | 07/30/2024 | Claimant(s): Randy Dean Claimant Lawyers(s): Randy K. Dean Respondent(s): Kelly Gillikin Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Tracy L. Allen, Scott C. Matasar, Tim Warner Hearing Site: Cleveland, OH | | Expungement |