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FINRA Awards

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Displaying 121-130 out of 22,173 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0118210/16/2024Claimant(s): Lawrence F. Yuerhs Revocable Trust
Claimant Lawyers(s): Lawrence F. Yuerhs
Respondent(s): MML Investors Services
Respondent Lawyers(s): Neil Marchand
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
Checkmark Icon$0
22-0292610/15/2024Claimant(s): Dennis Devaney
Claimant Lawyers(s): Harris Freedman
Respondent(s): United Capital Markets.
Respondent Lawyers(s): Catherine Bezzina
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
19-0185910/15/2024Claimant(s): Anna Barbalace, Ivan Tong, Jason Paulley, John Alessandro, Leah Barbalace, Sandra Diaz
Claimant Lawyers(s): Gary Menzer
Respondent(s): Demetrios Mallios, Kevin Barbalace, Aeon Capital Inc., Corinthian Partners, L.L.C.
Respondent Lawyers(s): Demetrios Mallios, Kevin Lawrence Barbalace, Richard Calabrese, Vincent Bruno
Arbitrator(s): Mauricio Arcadier, Edgar Vazquez-Cruz, Shameeka E. Quallo
Hearing Site: Orlando, FL
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23-0256610/14/2024Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s):
Hearing Site: Tampa, FL
23-0159310/14/2024Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Krista Stamper
Respondent Lawyers(s): Krista Ann Stamper
Arbitrator(s): Herbert Liberman, Daniel M. Yamshon, Richard L. Warner
Hearing Site: Anchorage, AK
23-0364010/11/2024Claimant(s): Kurt Jackson
Claimant Lawyers(s): Richard A D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Shawn Shook
Arbitrator(s): Katherine Hendricks, Susan C Lushing, Robert Dean McKinley
Hearing Site: Los Angeles, CA
23-0155910/11/2024Claimant(s): Tyler Hanson, Raymond David Hanson Residuary Trust
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Thomas R. Dreiling, James E. Bartels, Dianna J. Caley
Hearing Site: Seattle, WA
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23-0094210/11/2024Claimant(s): Jose Crescioni
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
23-0293810/11/2024Claimant(s): Sonia Balfour-Fears
Claimant Lawyers(s): William Preston Martin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
23-0300010/11/2024Claimant(s): John Garrity
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Hapoalim Securities USA.
Respondent Lawyers(s): Maxim Nowak
Arbitrator(s): John B. Morgan, Gerald M. Levine, Sean Farrow
Hearing Site: New York, NY

22,173 Results

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