Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00922 | 08/22/2024 | Claimant(s): William Serralles Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Linette Figueroa-Torres Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR | ||
| 23-03373 | 08/22/2024 | Claimant(s): Vincent Gramuglia Claimant Lawyers(s): Vincent Gramuglia Respondent(s): Stephen Kyne, Cadaret, Grant & Co.. Respondent Lawyers(s): John T. Unger Arbitrator(s): Kenneth Dymond Hearing Site: Albany, NY |  | $0 |
| 24-00677 | 08/22/2024 | Claimant(s): Samuel Harbaugh Claimant Lawyers(s): Paul E. Parrish Respondent(s): Morgan Stanley Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Mimi B. Osiason Hearing Site: Orlando, FL | | Dismissed by Rule 12206 |
| 24-00367 | 08/22/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith Barnett Respondent(s): Eric Hall Respondent Lawyers(s): Eric Kim Hall Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN | ||
| 23-02735 | 08/21/2024 | Claimant(s): Mark Kemp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): McNally Financial Services Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX | ||
| 23-03473 | 08/20/2024 | Claimant(s): Vand PR LLC Claimant Lawyers(s): Francisco Pujol Respondent(s): Enrique Pascual Imbert, Stonecrest Capital Markets. Respondent Lawyers(s): Ramon Coto-Ojeda Arbitrator(s): Jaime J. Aponte-Parsi, Ramon Barquin Hearing Site: San Juan, PR | | $0 |
| 23-01113 | 08/20/2024 | Claimant(s): Brett Wilzbach Claimant Lawyers(s): Anthony Conte Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Andrea J. Goldman, Carol Ellen Carson, Timothy N. Souris Hearing Site: Boston, MA | ||
| 23-02486 | 08/19/2024 | Claimant(s): Jeffrey McDonald Claimant Lawyers(s): Craig A. Riha Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Nicholas John Taldone, Gayle B. Carlson, Shannon Nicole Boyd Hearing Site: Tampa, FL | ||
| 23-02172 | 08/19/2024 | Claimant(s): Neil Engel Claimant Lawyers(s): Lars Soreide Respondent(s): Citigroup Global Markets., Thomas Tibaldi Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY | | Expungement |
| 23-00791 | 08/19/2024 | Claimant(s): Eleanore Plewacki, Mark Plewacki Claimant Lawyers(s): Courtney M. Werning Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Stuart D. Summers, Raymond P. Buschmann, Timothy Chron Hearing Site: Chicago, IL | | Expungement |