23-01038 | 09/22/2023 | Claimant(s): Kyle Schiffler Claimant Lawyers(s): Stephan Louviere Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN
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22-02558 | 09/22/2023 | Claimant(s): Michael Mcintyre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): Jerome F. Crotty, Henry G. Nothnagel, Steven H. Vogel Hearing Site: Chicago, IL
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21-02389 | 09/20/2023 | Claimant(s): Catalina Borrero Claimant Lawyers(s): Kevin Galbraith Respondent(s): Morgan Stanley Respondent Lawyers(s): Jennifer Tomsen Arbitrator(s): Harvey Barrison, Alexander Asher Truitt, Sandra M Stephenson-Peterkin Hearing Site: New York, NY
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21-02258 | 09/19/2023 | Claimant(s): Blake Epstein, Stanley Kiec Claimant Lawyers(s): Alan Rosca Respondent(s): Morgan Stanley Respondent Lawyers(s): Megan VerGow Arbitrator(s): Mark H. Stein, Thomas E Kopil, James Christie Hearing Site: Philadelphia, PA
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22-02759 | 09/19/2023 | Claimant(s): Brad Martin Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): MML Investors Services Respondent Lawyers(s): Martin Harris Arbitrator(s): Louis H Miron Hearing Site: Montpelier, VT
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23-01581 | 09/19/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Todd Barden Respondent Lawyers(s): Todd J Barden Arbitrator(s): Raymond P. Buschmann Hearing Site: Milwaukee, WI
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21-02335 | 09/19/2023 | Claimant(s): Estate of Catherine Nicholson Claimant Lawyers(s): Matthew Thibaut Respondent(s): David Lerner Associates. Respondent Lawyers(s): Anna K. Stark Arbitrator(s): Steven N. Ainbinder, Kimberly A. Gilmour, Stephen John Gohlke Hearing Site: Boca Raton, FL
| | Expungement |
21-02839 | 09/18/2023 | Claimant(s): David Vosicher, David S. Vosicher IRA Rollover, David S. Vosicher IRA Roth Claimant Lawyers(s): David S. Vosicher Respondent(s): George Strong, Strong Wealth Management LLC Respondent Lawyers(s): Kevin K. Fitzgerald Arbitrator(s): Robert B. Hansohn, Richard Andrew Roupoli, Andrew Levy Hearing Site: Los Angeles, CA
| | $150,000 |
22-02517 | 09/18/2023 | Claimant(s): Angel Canabal Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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22-02278 | 09/18/2023 | Claimant(s): Donovan Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA
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