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FINRA Awards for New York, NY

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Displaying 731-740 out of 3,546 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0375904/09/2021Claimant(s): Wolfgang Kotzur
Claimant Lawyers(s): Wolfgang Kotzur
Respondent(s): Joseph Steward
Respondent Lawyers(s): Joseph Jemel Steward
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
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20-0391704/07/2021Claimant(s): Boris Belilovsky
Claimant Lawyers(s): Boris Belilovsky
Respondent(s): Arthur Grossbard, Royal Alliance Associates.
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Evdokia Sofos
Hearing Site: New York, NY
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20-0176904/06/2021Claimant(s): Philip Rodriguez
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
20-0194404/05/2021Claimant(s): Paul Cooney
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Hapoalim Securities USA., Maxim Group LLC
Respondent Lawyers(s): Daniel J. Cristofano, Ian H. Hummel
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
20-0284704/05/2021Claimant(s): Robert Feighan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
20-0293303/31/2021Claimant(s): Juan Chung Chen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
20-0173603/29/2021Claimant(s): Philip Weyhe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hills
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
20-0258103/29/2021Claimant(s): Thomas Threlfall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
16-0345003/26/2021Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Nirav S. Shah
Respondent(s): Jefferies LLC
Respondent Lawyers(s): Joanna Wright
Arbitrator(s): Larry H. Irom, John J. Kilkenny, Joseph L. Calabrese
Hearing Site: New York, NY
20-0236103/25/2021Claimant(s): Brian Bushwell
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Securian Financial Services., WS Griffith Securities.
Respondent Lawyers(s): Beth Wiederholt, Nancy J. Engberg
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY

3,546 Results

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