| 22-01047 | 05/03/2023 | Claimant(s): Michael Lastihenos
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): Ladenburg Capital Management Inc.
Respondent Lawyers(s): Richard J. Rosenstock
Arbitrator(s): Peter A. Goldman, Howard L. Sobel, Anthony J Casino
Hearing Site: New York, NY
| | |
| 22-02934 | 05/02/2023 | Claimant(s): Joseph Dalton
Claimant Lawyers(s): Aleaha N. Jones
Respondent(s): Belle Haven Investments, L.P.
Respondent Lawyers(s): Paul J. Bazil
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
| | |
| 22-01565 | 05/01/2023 | Claimant(s): Elsayed Elnenaey
Claimant Lawyers(s): Ahmed Elnenaey
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Keely D. Parr, Jeanne M. Keefe, Eric Howard
Hearing Site: New York, NY
|  | Dismissed with Rule 12206 |
| 22-00245 | 04/27/2023 | Claimant(s): Amy Reuben, Elizabeth Zimmer
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Joseph Desapio
Respondent Lawyers(s): Joseph C. Desapio
Arbitrator(s): John Caracciolo
Hearing Site: New York, NY
| | $0 |
| 22-01452 | 04/27/2023 | Claimant(s): Joseph Alagna
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Peter Bon Viso
Arbitrator(s): Lynne M. Reid-McQueen, Leslie Ruth Nydick, Brian John Gallagher
Hearing Site: New York, NY
| | |
| 20-00801 | 04/26/2023 | Claimant(s): David Petterson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Jerry Bileski
Respondent Lawyers(s): Charles O'Rourke, Jamie J. Worden
Arbitrator(s): Dora M. Lassinger, Paul Bennett Marrow, Brian John Gallagher
Hearing Site: New York, NY
| | $234,336 |
| 22-01679 | 04/19/2023 | Claimant(s): Parker Brickley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | |
| 21-02170 | 04/19/2023 | Claimant(s): Arnie Di Cioccio, Kevin Griffin, Yousef Abuhakmeh
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Thomas M. Amadio, Eric Goldman, Edmund Timothy Donovan
Hearing Site: New York, NY
| | |
| 21-02318 | 04/18/2023 | Claimant(s): Raymond, James & Associates., Michael Kuras, Patrick Marsh, Raymond James Financial.
Claimant Lawyers(s): Robert J. Becher
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): David G. Januszewski
Arbitrator(s): Brian R. Cohen, James M. Rhodes, Paul C. Tang
Hearing Site: New York, NY
| | |
| 23-00164 | 04/06/2023 | Claimant(s): Josef Najar
Claimant Lawyers(s): David E. Robbins
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis, Jr.
Arbitrator(s): Fred S. Pieroni, Edward W. Morris, Joanne Basso Mack
Hearing Site: New York, NY
| | |
