| 18-00997 | 07/24/2018 | Claimant(s): John Vento
Claimant Lawyers(s): Michael Bessette
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 15-01201 | 07/24/2018 | Claimant(s): AC Scout Trading
Claimant Lawyers(s): Steven P. Gomberg
Respondent(s): Newedge USA, SG Americas Securities
Respondent Lawyers(s): William J. Nissen
Arbitrator(s): Sandra Gale Behrle, Anthony J. Raimondi, James Anthony Maccaro
Hearing Site: New York, NY
|  | $0 |
| 17-01297 | 07/23/2018 | Claimant(s): Christopher Eriksson
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Citigroup Global Markets., Paul Ulanich
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | $30,000 |
| 14-03249 | 07/19/2018 | Claimant(s): Prime Properties of NY 1.
Claimant Lawyers(s): Kenneth B. Schwartz
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): David S. Richan
Arbitrator(s): Louis P. Wagman, Paul C. Tang, John Michael Bergin
Hearing Site: New York, NY
| | $0 |
| 17-03338 | 07/19/2018 | Claimant(s): Michael Loesberg
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | $0 |
| 17-03397 | 07/17/2018 | Claimant(s): Michael Schiavello
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily A. Hayes, Michael Clements
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
| | |
| 15-03454 | 07/17/2018 | Claimant(s): Market Bridge Capital Global Macro
Claimant Lawyers(s): Robert Miller
Respondent(s): Ladenburg Thalmann & Co. Inc.
Respondent Lawyers(s): Michael D. Handelsman
Arbitrator(s): Joan Marie Chiusano, Joseph I. Liebman, Sandra Holtzman
Hearing Site: New York, NY
| | $0 |
| 15-00389 | 07/16/2018 | Claimant(s): Kevin Sheridan
Claimant Lawyers(s): Gary Trachten
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Anthony J. Raimondi, Ronald Harris Kisner, Eric Goldman
Hearing Site: New York, NY
| | |
| 17-00880 | 07/12/2018 | Claimant(s): Ferrospes AS
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): George Calhoun, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): James J. Fishman, Pamela H. Roderick, Clarence Smith
Hearing Site: New York, NY
| | $25,000 |
| 17-03218 | 07/11/2018 | Claimant(s): Brian Marzulli
Claimant Lawyers(s): Alex R. Schmidt
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Joseph H. Cerame
Hearing Site: New York, NY
| | |
