Potomac Analytics' Logo

FINRA Awards for Eric Chartan

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0215901/28/2020Claimant(s): Edward Ryan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
18-0433207/25/2019Claimant(s): Steven Baumrucker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Wichita, KS
18-0356702/26/2019Claimant(s): Mark Edwards
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
18-0210511/16/2018Claimant(s): Jeffrey Kotch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
18-0099707/24/2018Claimant(s): John Vento
Claimant Lawyers(s): Michael Bessette
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
16-0310203/30/2017Claimant(s): Michael Addessi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H.D. Vest Investment Services.
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL

6 Results

Display: