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FINRA Awards for H.D. Vest Investment Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0310203/30/2017Claimant(s): Michael Addessi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H.D. Vest Investment Services.
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL

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