| 17-01806 | 08/23/2018 | Claimant(s): Gopal Tampi
Claimant Lawyers(s): Daniel J Kaiser
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Joel A. Chernov
Arbitrator(s): Leonard M. Bakal, Linda Ashley, Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 18-00204 | 08/21/2018 | Claimant(s): Michael Huddles
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Joseph Delay
Respondent Lawyers(s): Joseph Delay
Arbitrator(s): Fred S. Pieroni, Lise Gabrielle Hunter, Joan Seewald Brodsky
Hearing Site: New York, NY
|  | Expungement |
| 18-00448 | 08/20/2018 | Claimant(s): Robert Rothman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Daniel White
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
| | |
| 17-03449 | 08/17/2018 | Claimant(s): Robin Tooker
Claimant Lawyers(s): Elissa Germaine
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
| | $48,711 |
| 17-00403 | 08/16/2018 | Claimant(s): Socrates Cruz
Claimant Lawyers(s): Howard R. Elisofon
Respondent(s): Morgan Stanley, Feliciano Fleita, Dytman Inc.
Respondent Lawyers(s): Jeremy S. Winer, Santos Michelena de la Cova
Arbitrator(s): Howard J. Stiefel, Nunzio Garzino, Anna Lascar
Hearing Site: New York, NY
| | Expungement |
| 17-03388 | 08/16/2018 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Securities America.
Respondent Lawyers(s): Kevin J. Miller
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | |
| 15-03434 | 08/10/2018 | Claimant(s): Ardian Hasko
Claimant Lawyers(s): Ardian Hasko
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Steven J. Brill, Brooks White, Sophia Annmarie Rutty
Hearing Site: New York, NY
| | |
| 15-03185 | 08/09/2018 | Claimant(s): Sukhminder Pannu and Prabhjot Dillion
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Keith Roberts, Clive I. Morrick, Michele S. Riley
Hearing Site: New York, NY
| | $0 |
| 16-03651 | 08/09/2018 | Claimant(s): Joseph Metkoff and Mary Metkoff
Claimant Lawyers(s): David E. Robbins
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Howard L. Sobel, Maya Steinitz, Steven C. Kasarda
Hearing Site: New York, NY
| | $0 |
| 18-00331 | 08/07/2018 | Claimant(s): Christopher Lazos
Claimant Lawyers(s): Jonathan Uretsky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
